About Us
Connie Grosser, IACCP®
Chief Compliance Officer
Areas of Specialty:
- Process Improvement
- Risk Management
- Operation Control
- Administration & Management
“Serving clients means consistently putting their best interests first through integrity, transparency, and care. At HORAN Wealth, we are committed to doing what’s right for our clients by ensuring all advice and actions are ethical, fair, and aligned with both regulatory requirements and our fiduciary responsibilities.”
Connie Grosser serves as Chief Compliance Officer at HORAN Wealth, where she leads the development, implementation, and ongoing oversight of the firm's regulatory compliance programs. Her work is foundational to the trust clients place in HORAN Wealth every day. Connie ensures the firm's compliance policies and procedures meet the highest standards of adequacy and effectiveness, overseeing training, auditing, monitoring, internal reporting, and regulatory examinations. Her Six Sigma Black Belt certification reflects the same disciplined, process-driven approach she brings to protecting the firm and the clients it serves. For HORAN Wealth, Connie's work is what makes doing the right thing a practice, not just a promise.
EDUCATION:
- Miami University – Bachelor of Science in Accounting
- Xavier University – Senior Management Certificate Program
- Xavier University – Six Sigma Green Belt
- Xavier University – Six Sigma Black Belt
- Investment Adviser Certified Compliance Professional, IACCP®
- FINRA Series 4, 7, 24, 27, 53, 63, & 65